Broad Oak acts as a “financial bridge” for its clients to international sources of capital. We align ourselves with the business interests of key decision-makers with whom we build long-term relationships. Our clients and investors include entrepreneurs, corporations, municipalities, financial institutions, and high net worth individuals internationally.


Our areas of expertise include energy, food & beverage, location-based entertainment, financial services, public-private urban and rural economic development, new media, information technologies, military defense technologies, virtual reality, and blockchain data security, privacy, and virtual currencies.


Deal sizes range from US$5 to US$250 million. Principals of the firm moved its U.S. headquarters from New York City to the historic Rocky Mountain town of Salida, Colorado U.S.A. in 2012.  Our Asian headquarters is in Seoul.

New York City, U.S.A.
New York City, U.S.A.


Principal partners and advisors of Broad Oak have decades of experience involving billions of dollars of transactions at investment banking firms on Wall Street in New York City, international diplomacy, and a range of operating entities in the U.S. and Asia.


We provide our clients with highly customized, expert financial and business advisory services.  Our principals get personally involved in assembling and leading working groups tailored to meet each client's specific needs. We know that business success involves a multitude of factors including a high level of service, attention to detail, thoughtful presentation, competitive pricing, effective marketing, creative financial engineering, follow-up service, and, very importantly, intense focus on client goals and objectives. We structure our services and compensation so that we succeed when our clients succeed. 

© Copyright 2006-2021, Broad Oak Advisors, LLC. and Broad Oak Group International, LLC. All rights reserved. The information contained herein is for informational purposes only and constitutes neither a prospectus nor solicitation of orders for the purchase or sale of any security. Broad Oak's tree logo is ® U.S. Registered Trademark Nos. 6173480 and 3288216 and also registered with the U.S. Dept. of Homeland Security, Intellectual Property Rights Branch, CBP Recordation Nos.:  TMK 20-01044 and TMK 09-00204. See BrokerCheck for background information on  John C. Braddock (FINRA CRD #1282733).

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